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Regulation NMS
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#	Item
561	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 13, 2012 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-14 12:14:56 Finance United States Securities and Exchange Commission Stock market United States securities law NASDAQ Securities Exchange Act Regulation NMS Algorithmic trading Short Financial economics Financial markets Investment
562	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 21, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-21 17:02:18 Business United States Securities and Exchange Commission Finance Financial markets United States securities law Securities Exchange Act Trading halt Day trading Regulation NMS Stock market Financial economics Investment
563	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-22 16:44:32 Investment Stock market United States Securities and Exchange Commission New York Stock Exchange Regulation NMS Hybrid market Securities Exchange Act Order Intermarket sweep order Financial markets Financial economics Finance
564	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]March 22, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:17:32 Order Financial economics Investment Securities Exchange Act Finance Financial markets United States Securities and Exchange Commission Stock market Regulation NMS
565	NSX[removed]Prefiling Exhibit 1 (page 9 – 16 of 17) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-05 17:00:40 Financial regulation 73rd United States Congress Securities Exchange Act Annette Nazareth U.S. Securities and Exchange Commission Financial economics Regulation NMS Corporate governance Order United States Securities and Exchange Commission Stock market United States securities law
566	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]October 31, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-03 12:56:37 Financial markets Financial system Financial economics 73rd United States Congress Securities Exchange Act Finance New York Stock Exchange Regulation NMS NYSE Arca United States Securities and Exchange Commission United States securities law Financial regulation
567	Microsoft Word - DA0C8AE5.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-29 17:29:00 United States Securities and Exchange Commission Stock market Finance Economy of the United States International Securities Exchange Regulation NMS Alternative Trading Systems Order Securities Exchange Act Financial markets Financial economics Investment
568	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-30 08:12:10 Investment United States Securities and Exchange Commission Finance Order Market maker Regulation NMS Securities Exchange Act Financial quote Financial markets Stock market Financial economics
569	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 9, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-12 08:51:19 73rd United States Congress Economy of the United States Financial regulation Securities Exchange Act Financial economics Regulation NMS U.S. Securities and Exchange Commission Alternative Trading Systems Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Chicago Stock Exchange
570	Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities from De Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-22 16:24:12 Chicago Board Options Exchange Economy of the United States Finance Securities Exchange Act Regulation NMS Option United States Securities and Exchange Commission Financial economics Investment

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